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Can i complaint against non sebi registered advisers whats app group for providing tips and trades?
Can i complaint against non sebi registered advisers whats app group for providing tips and trades?
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Anjali Bansal
Practicing Company Secretary . Answered on July 14,2021Can I complain against a financial advisor company through SEBI's Scores website ?
Yes you can approach SEBI SCORES. However, you may first approach the company with your grievance. If not resolved, ...
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Citizen Helpdesk
Curated Answers from Government Sources . Answered on April 22,2021I withdraw my complaint against the broker on SEBI's score portal. Can I file complaint again?
You can lodge the complaint on scores at https://scores.gov.in with the complete details. Source: This answer is provided by Office of Investor Assistance ...
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Citizen Helpdesk
Curated Answers from Government Sources .Why are some companies/intermediaries against whom an investor wants to register a complaint are not available on SEBI's Scores website?
Names of intermediaries not registered with SEBI and names of unlisted companies are not available in SCORES. It is also ...
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Citizen Helpdesk
Curated Answers from Government Sources .If an investor wants to lodge a complaint against a company which pertains to the period between filing of DRHP and prior to listing, in which category should it be lodged on SEBI's Scores website?
An investor should lodge it in “Prelisting/Offer document” category under Listed Companies menu. Source : This answer is sourced from ...
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Citizen Helpdesk
Curated Answers from Government Sources .Can investors have a single password for all their complaints on SEBI's Scores website?
If the complainant is a SCORES registered user, they can get a single password. Source : This answer is sourced ...
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Citizen Helpdesk
Curated Answers from Government Sources .When can SEBI take action for non-resolution of investor complaints?
For listed companies: SEBI has empowered stock exchanges to levy fine for non-redressal of investor complaints in terms of ...
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Citizen Helpdesk
Curated Answers from Government Sources .Can an investor lodge a complaint against a company which is on Dissemination Board of a stock exchange through SEBI's Scores website?
Companies which were exclusively listed on the erstwhile regional stock exchanges and did not get listed on the Main ...
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Citizen Helpdesk
Curated Answers from Government Sources .Can the listed companies / registered intermediaries who have taken SEBI's Scores website authentication, update their details in SCORES?
Yes, the SCORES system enables the listed companies / registered intermediaries who have taken SCORES authentication to update on ...
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Citizen Helpdesk
Curated Answers from Government Sources .How can investors learn more on other issues related to securities market?
Investors may learn more on other issues related to securities market through FAQs provided in the link below:- http://www.sebi.gov.in/cms/sebi_data/attachdocs/1315458767512.pdf https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doFaq=yes https://investor.sebi.gov.in Source : ...
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Citizen Helpdesk
Curated Answers from Government Sources .When can investors refer their case to arbitration?
If there is any dispute (claims, complaints, differences, etc.) between a client and a member of Stock Exchange (i.e. ...
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Citizen Helpdesk
Curated Answers from Government Sources .Can investors take legal action on their own if they suffered wrongdoing?
Securities and other laws provide important legal rights and remedies if investors have suffered wrongdoing. Acting on their own, ...
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Citizen Helpdesk
Curated Answers from Government Sources .Where can the listed companies/ registered intermediaries see the Direct Complaints on SEBI's Scores website?
Direct Complaints are those complaints where the investor are using the SCORES platform to approach the entity for the ...
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